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CORY JAMES WATSON
CRD#: 2837924
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 400 MAIN ST
KEOKUK, IA 52632
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 400 MAIN ST
KEOKUK, IA 52632
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2002 - 2014 (11 years)2 FIRMS2014 - Present (10 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2002 (<1 year)BLM FINANCIAL PARTNERS, INC. (CRD# 30958)1998 - 2002 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (<1 year)IALM FINANCIAL PARTNERS, INC. (CRD# 30958)1999 - 2002 (3 years)
Disclosure(s)
View By:
5/6/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Illinois 4/7/2014

IA
Iowa 4/1/2014

IA
Illinois 4/7/2014

B
Texas 8/5/2022

B
Iowa 4/1/2014

IA
Texas 8/8/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
400 MAIN ST, KEOKUK, IA 52632
535 MAINE STE 13, QUINCY, IL 62301
Registered with this firm since 4/1/2014

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
400 MAIN ST, KEOKUK, IA 52632
535 MAINE ST STE 13, QUINCY, IL 62301
Registered with this firm since 4/1/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/16/2002 - 04/07/2014 LPL FINANCIAL LLC (CRD#:6413) KEOKUK, IA
B
12/16/2002 - 04/07/2014 LPL FINANCIAL LLC (CRD#:6413) KEOKUK, IA
B
10/28/2002 - 12/17/2002 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
IA
01/01/1999 - 10/30/2002 LM FINANCIAL PARTNERS, INC. (CRD#:30958) KEOKUK, IA
B
07/14/1998 - 10/30/2002 LM FINANCIAL PARTNERS, INC. (CRD#:30958) NEW ORLEANS, LA
B
10/03/1997 - 06/30/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.