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Detailed Report
Erik Ryan Walker
ERIK R WALKER
CRD#: 2837622
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Investment Adviser
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Previous Broker
IP FINANCIAL ADVISORY SERVICES LLCCRD#: 305772 Surprise, AZ
Registration History
199820002002200420062008201020122014201620182020202220242026IAIP FINANCIAL ADVISORY SERVICES LLC (CRD# 305772)2024 - Present (<1 year)BSECURITIES AMERICA, INC. (CRD# 10205)2014 - 2017 (3 years)BSII INVESTMENTS, INC. (CRD# 2225)2003 - 2014 (10 years)BSUNSET FINANCIAL SERVICES, INC. (CRD# 3538)2003 - 2003 (<1 year)BCROWN CAPITAL SECURITIES, L.P. (CRD# 6312)2000 - 2003 (2 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1998 - 2000 (2 years)IAHOUSEHOLDER GROUP ESTATE & RET... (CRD# 169045)2017 - 2025 (7 years)IAVERUS CAPITAL PARTNERS, LLC (CRD# 151568)2015 - 2017 (2 years)IAVERUS CAPITAL PARTNERS, LLC (CRD# 151568)2014 - 2014 (<1 year)IASII INVESTMENTS, INC. (CRD# 2225)2004 - 2014 (10 years)
License(s)

State Registrations

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Arizona 12/18/2024
Current Registration(s)
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IP FINANCIAL ADVISORY SERVICES LLC (CRD#:305772)
Surprise, AZ
Registered with this firm since 12/18/2024
Previous Registration(s)
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 12/06/2017 - 01/03/2025 HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS (CRD#:169045) Surprise, AZ
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 01/01/2015 - 12/12/2017 VERUS CAPITAL PARTNERS, LLC (CRD#:151568) SURPRISE, AZ
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 04/14/2014 - 12/12/2017 SECURITIES AMERICA, INC. (CRD#:10205) SCOTTSDALE, AZ
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 06/19/2014 - 12/31/2014 VERUS CAPITAL PARTNERS, LLC (CRD#:151568) SURPRISE, AZ
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 04/06/2004 - 04/14/2014 SII INVESTMENTS, INC. (CRD#:2225) VANCOUVER, WA
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 11/11/2003 - 04/14/2014 SII INVESTMENTS, INC. (CRD#:2225) VANCOUVER, WA
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 08/07/2003 - 11/12/2003 SUNSET FINANCIAL SERVICES, INC. (CRD#:3538) KANSAS CITY, MO
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 09/18/2000 - 07/21/2003 CROWN CAPITAL SECURITIES, L.P. (CRD#:6312) ORANGE, CA
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 06/12/1998 - 09/26/2000 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.