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SEAN PATRICK HALEY
CRD#: 2837579
IA
Investment Adviser
B
Broker
PLANMEMBER SECURITIES CORPORATIONCRD#: 11869 6187 CARPINTERIA AVE
CARPINTERIA, CA 93013
Registration History
199820002002200420062008201020122014201620182020202220242026IAPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2020 - Present (5 years)BPLANMEMBER SECURITIES CORPORATION (CRD# 11869)2015 - Present (9 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2001 - 2015 (13 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2000 - 2001 (1 year)BEDWARD D. JONES & CO., L.P. (CRD# 250)1997 - 1998 (1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2002 - 2015 (12 years)
License(s)

State Registrations

B
California 12/1/2015

IA
California 1/10/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6187 CARPINTERIA AVE, CARPINTERIA, CA 93013
Registered with this firm since 1/10/2020

B
PLANMEMBER SECURITIES CORPORATION (CRD#:11869)
6187 CARPINTERIA AVE, CARPINTERIA, CA 93013
Registered with this firm since 11/30/2015

Previous Registration(s)
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12/20/2002 - 04/30/2015 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) El Segundo, CA
B
09/25/2001 - 04/30/2015 NATIONAL PLANNING CORPORATION (CRD#:29604) El Segundo, CA
B
08/04/2000 - 08/08/2001 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
02/04/1997 - 09/16/1998 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.