Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
REX DALTON FOSTER
CRD#: 2836573
IA
Investment Adviser
B
Broker
HANTZ FINANCIAL SERVICES, INC.CRD#: 46047 3450 ALAIEDON PARKWAY
OKEMOS, MI 48864
Registration History
1998200020022004200620082010201220142016201820202022202420263 FIRMS1997 - 1997 (<1 year)IAHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2011 - Present (14 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)1999 - Present (25 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)1999 - 1999 (<1 year)BVESTAX SECURITIES CORPORATION (CRD# 10332)1997 - 1999 (1 year)
Disclosure(s)
View By:
8/20/2007
Customer Dispute
Settled
6/3/1999
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 11/18/2010
IA
North Carolina 11/18/2014
B
Florida 4/13/2010
B
Ohio 7/25/2011
IA
Florida 10/24/2011
IA
Ohio 3/18/2013
B
Georgia 10/17/2018
B
Oregon 6/30/2021
B
Hawaii 9/17/2024
B
Pennsylvania 1/6/2021
B
Illinois 6/6/2019
B
South Carolina 1/17/2018
B
Maryland 2/9/2024
B
Tennessee 11/9/2021
B
Massachusetts 7/9/2024
B
Texas 7/6/2012
B
Michigan 1/1/2005
B
Virginia 1/20/2022
IA
Michigan 2/2/2011
B
Washington 8/23/2018
B
Minnesota 7/18/2022
B
Wisconsin 5/8/2017
B
New York 9/18/2021
IA
Wisconsin 5/8/2017
B
North Carolina 11/17/2014
B
Wyoming 3/23/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
3450 ALAIEDON PARKWAY, OKEMOS, MI 48864
Registered with this firm since 2/2/2011
B
HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
3450 ALAIEDON PARKWAY, OKEMOS, MI 48864
Registered with this firm since 7/27/1999
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/23/1999 - 07/09/1999 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047)
B
 12/15/1997 - 06/25/1999 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
 10/29/1997 - 12/17/1997 CONCORD BROKERAGE SERVICES, INC. (CRD#:15514) BOSTON, MA
B
 01/23/1997 - 10/24/1997 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 01/23/1997 - 10/24/1997 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.