Individual Firm
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WILLIAM JOHN PAYNTER JR
BILL JOHN PAYNTER
CRD#: 2835535
IA
B
WELLS FARGO ADVISORSCRD#: 19616 8991 E MOUNTAIN VIEW RD
SCOTTSDALE, AZ 85258
SCOTTSDALE, AZ 85258
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6/28/2017
Customer Dispute
Settled
5/30/2017
Customer Dispute
Settled
State Registrations
B
Alaska 9/16/2021
B
Minnesota 2/28/2018
B
Arizona 4/27/2017
B
Nevada 1/22/2019
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Arizona 4/27/2017
B
New Jersey 12/16/2024
B
California 4/27/2017
B
New Mexico 2/18/2022
B
Colorado 3/7/2025
B
North Carolina 1/13/2025
B
District of Columbia 5/13/2021
B
Oregon 6/3/2020
B
Florida 4/27/2017
B
Texas 4/27/2017
B
Kansas 1/10/2025
B
Virginia 9/18/2021
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 4/27/2017
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Registered with this firm since 4/27/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/17/2014 - 05/08/2017 | SCOTTSDALE, AZ | |
B | 10/17/2014 - 05/08/2017 | SCOTTSDALE, AZ | |
IA | 02/14/2011 - 11/14/2014 | SCOTTSDALE, AZ | |
B | 02/11/2011 - 11/14/2014 | SCOTTSDALE, AZ | |
IA | 01/03/2011 - 02/24/2011 | SCOTTSDALE, AZ | |
B | 01/03/2011 - 02/24/2011 | SCOTTSDALE, AZ | |
IA | 05/29/2008 - 01/03/2011 | SCOTTSDALE, AZ | |
B | 09/25/2007 - 01/03/2011 | SCOTTSDALE, AZ | |
B | 11/06/2002 - 09/21/2007 | SCOTTSDALE, AZ | |
B | 03/12/1999 - 11/25/2002 | MINNEAPOLIS, MN | |
B | 10/24/1997 - 03/16/1999 | NEW YORK, NY | |
B | 01/01/1997 - 04/17/1997 | BOCA RATON, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.