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Detailed Report
SCOTT JAY KAMINSKY
SCOTT J KAMINSKY
CRD#: 2835525
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1235 Westlakes Drive
Suite 225
BERWYN (Valley Forge), PA 19312
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2022 (8 years)2 FIRMS2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2009 - 2014 (4 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2006 - 2009 (2 years)BMORGAN STANLEY DW INC. (CRD# 7556)1997 - 2006 (9 years)IAMORGAN STANLEY (CRD# 149777)2010 - 2014 (4 years)
Disclosure(s)
View By:
2/26/2020
Customer Dispute
Denied
12/24/2012
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 6/9/2022
B
Nevada 6/9/2022
B
Arizona 6/9/2022
B
New Jersey 6/9/2022
B
California 6/9/2022
B
New York 6/9/2022
B
Colorado 12/19/2024
B
North Carolina 6/20/2022
B
Delaware 6/23/2022
B
Ohio 6/9/2022
B
District of Columbia 6/9/2022
B
Pennsylvania 6/10/2022
B
Florida 6/9/2022
IA
Pennsylvania 6/10/2022
B
Georgia 6/10/2022
B
South Carolina 6/9/2022
B
Illinois 6/23/2022
B
Tennessee 6/9/2022
B
Louisiana 6/9/2022
B
Texas 6/9/2022
B
Maryland 6/9/2022
IA
Texas 6/9/2022
B
Massachusetts 6/10/2022
B
Virginia 6/11/2022
B
Michigan 6/9/2022
B
Washington 6/9/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
Registered with this firm since 6/9/2022
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
1235 Westlakes Drive Suite 225, BERWYN (Valley Forge), PA 19312
Registered with this firm since 6/9/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/09/2014 - 06/13/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHESTERBROOK, PA
B
 05/09/2014 - 06/13/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) CHESTERBROOK, PA
IA
 05/18/2010 - 05/27/2014 MORGAN STANLEY (CRD#:149777) BRYN MAWR, PA
B
 06/01/2009 - 05/27/2014 MORGAN STANLEY (CRD#:149777) BRYN MAWR, PA
B
 08/24/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) PHILADELPHIA, PA
B
 03/12/1997 - 07/05/2006 MORGAN STANLEY DW INC. (CRD#:7556) WEST CONSHOHOCKEN, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.