Individual Firm
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MICHAEL STEVEN GRAZIANO
MIKE GRAZIANO
CRD#: 2832001
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 63 CEDAR AVENUE
SUITE 11
EAST GREENWICH, RI 02818
SUITE 11
EAST GREENWICH, RI 02818
0
Disclosures
27
Years of Experience
View By:
State Registrations
B
Connecticut 6/25/2009
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Maine 8/3/2020
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Connecticut 12/4/2009
B
Massachusetts 8/13/2009
B
Florida 6/5/2020
B
Rhode Island 6/25/2009
IA
Florida 10/19/2020
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Rhode Island 1/12/2010
B
Georgia 3/1/2024
B
South Carolina 8/30/2022
IA
Georgia 3/4/2024
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South Carolina 10/12/2022
B
Maine 7/24/2020
SRO Registrations
B
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Registered with this firm since 12/4/2009
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Registered with this firm since 6/25/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/11/2005 - 04/21/2009 | SMITHFIELD, RI | |
B | 04/02/2004 - 07/11/2005 | SMITHFIELD, RI | |
B | 08/25/1997 - 04/02/2004 | SMITHFIELD, RI | |
B | 03/27/1997 - 08/14/1997 | BOSTON, MA |
SMITHFIELD, RI
07/11/2005 - 04/21/2009
SMITHFIELD, RI
08/25/1997 - 04/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.