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MICHAEL ALLEN SCHMIDT JR
MICHAEL ALLEN SCHMIDT, MIKE SCHMIDT, MICHAEL ALLEN SCHMIDT JR, MICHAEL ALLEN SCHMIDT JR.
CRD#: 2831658
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 CAPITOL ST
PBIG - HOUSTON II
HOUSTON, TX 77002
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1998 - 2007 (8 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - Present (11 years)BCIBC OPPENHEIMER CORP. (CRD# 630)1998 - 1998 (<1 year)
Disclosure(s)
View By:
7/3/2023
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/19/2013

B
New Hampshire 10/8/2018

B
Alaska 7/11/2017

B
New Jersey 9/14/2021

B
Arizona 10/23/2020

B
New York 4/19/2013

B
Arkansas 1/24/2018

B
North Carolina 4/19/2013

B
California 4/19/2013

B
Ohio 10/4/2021

B
Colorado 8/1/2016

B
Oklahoma 4/19/2013

B
Connecticut 9/20/2022

B
Oregon 4/19/2013

B
Delaware 12/3/2020

B
Puerto Rico 11/10/2022

B
District of Columbia 9/20/2022

B
South Carolina 8/1/2016

B
Florida 4/19/2013

B
Tennessee 4/19/2013

B
Georgia 1/7/2016

B
Texas 4/19/2013

B
Illinois 12/15/2021

IA
Texas 4/19/2013

B
Louisiana 4/19/2013

B
Utah 6/22/2015

B
Missouri 2/12/2019

B
Virginia 4/19/2013

B
Montana 11/1/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/19/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 CAPITOL ST PBIG - HOUSTON II, HOUSTON, TX 77002
Registered with this firm since 4/19/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 05/07/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
06/01/2009 - 05/07/2013 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) HOUSTON, TX
IA
11/20/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) HOUSTON, TX
B
11/20/1998 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) HOUSTON, TX
B
04/16/1998 - 12/03/1998 CIBC OPPENHEIMER CORP. (CRD#:630) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.