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GREGORY ARTHUR PFAFF
CRD#: 2828881
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 NAPERVILLE, IL
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 1856 RANCHVIEW DRIVE
NAPERVILLE, IL 60565
Registration History
199820002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)1998 - Present (26 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)1997 - Present (27 years)
License(s)

State Registrations

B
Illinois 5/22/1997

IA
Illinois 5/22/1998

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
NAPERVILLE, IL
Registered with this firm since 5/22/1998

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
1856 RANCHVIEW DRIVE, NAPERVILLE, IL 60565
NAPERVILLE, IL
Registered with this firm since 5/19/1997

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.