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STEPHEN MATTHEW BREIG
STEPHEN M. BREIG, STEVE BREIG
CRD#: 2828166
IA
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WELLS FARGO ADVISORSCRD#: 19616 777 E SONTERRA BLVD STE 175
THE TERRACE AT CONCORD PARK
SAN ANTONIO, TX 78258
THE TERRACE AT CONCORD PARK
SAN ANTONIO, TX 78258
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Disclosures
27
Years of Experience
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State Registrations
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Alabama 2/19/2025
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Minnesota 2/2/2024
B
Arizona 9/26/2023
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Missouri 9/26/2014
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Arkansas 6/1/2023
B
Nevada 10/28/2019
B
California 11/11/2019
B
New Mexico 2/2/2024
B
Colorado 1/18/2023
B
North Carolina 6/28/2019
B
Florida 11/18/2015
B
Ohio 10/29/2019
B
Georgia 9/26/2014
B
Pennsylvania 10/28/2019
B
Hawaii 10/28/2019
B
Tennessee 1/19/2022
B
Illinois 2/2/2024
B
Texas 9/26/2014
B
Iowa 2/19/2025
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Texas 9/26/2014
B
Louisiana 11/21/2023
B
Utah 2/11/2025
B
Massachusetts 2/11/2025
B
Virginia 9/26/2014
B
Michigan 11/11/2019
B
Washington 9/13/2019
SRO Registrations
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Registered with this firm since 9/26/2014
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Registered with this firm since 9/26/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/12/2008 - 10/06/2014 | SAN ANTONIO, TX | |
B | 09/12/2008 - 10/06/2014 | SAN ANTONIO, TX | |
IA | 10/18/2000 - 09/26/2008 | SAN ANTONIO, TX | |
B | 10/18/2000 - 09/26/2008 | SAN ANTONIO, TX | |
B | 04/07/1999 - 10/18/2000 | BOSTON, MA | |
B | 01/22/1998 - 04/09/1999 | OAKLAND, CA | |
B | 12/11/1996 - 01/31/1997 | SMITHFIELD, RI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.