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James M Kelly
JAMES MICHAEL KELLY, JAMES MICHEAL KELLY
CRD#: 2827874
IA
B
EDWARD JONESCRD#: 250 622 VALLEY ROAD SUITE 7
UPPER MONTCLAIR, NJ 07043
UPPER MONTCLAIR, NJ 07043
0
Disclosures
27
Years of Experience
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State Registrations
B
California 2/19/2014
B
Nevada 12/9/2013
B
Colorado 1/31/2022
B
New Jersey 8/20/2012
B
Connecticut 10/10/2012
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New Jersey 2/26/2013
B
Delaware 12/19/2023
B
New Mexico 10/30/2018
B
Florida 2/20/2014
B
New York 8/27/2012
B
Georgia 10/10/2013
B
North Carolina 5/1/2019
B
Maine 1/27/2021
B
Pennsylvania 1/10/2018
B
Michigan 2/4/2022
B
Texas 5/5/2016
B
Minnesota 1/11/2018
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Texas 2/20/2019
SRO Registrations
B
B
B
B
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Registered with this firm since 2/26/2013
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Registered with this firm since 8/20/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/08/2001 - 05/23/2012 | NEW YORK, NY | |
IA | 07/20/2005 - 06/30/2009 | NEW YORK, NY | |
B | 05/27/1998 - 10/13/2000 | NEWARK, NJ | |
B | 01/08/1997 - 02/03/1998 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.