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Detailed Report
PAMELA JACQUELINE RIET
PAMELA J VASQUEZ, PAMELA JIMENEZ VASQUEZ
CRD#: 2827810
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 21600 OXNARD ST, 18TH FL, TOWER I
WARNER CENTER TOWERS
WOODLAND HILLS, CA 91367
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1999 - 2003 (3 years)BCAL FED INVESTMENTS (CRD# 19631)1999 - 1999 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1999 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2000 - 2003 (3 years)
License(s)

State Registrations

B
Arizona 7/1/2003
B
New Mexico 4/15/2004
B
California 7/1/2003
B
New York 7/1/2003
IA
California 7/1/2003
B
Ohio 7/30/2012
B
Colorado 1/2/2025
B
Pennsylvania 7/1/2003
B
Florida 7/1/2003
B
Rhode Island 10/18/2023
B
Georgia 6/26/2019
B
Texas 12/5/2023
B
Hawaii 7/1/2003
IA
Texas 12/5/2023
B
Idaho 6/16/2006
B
Utah 7/1/2003
B
Louisiana 4/28/2015
B
Virginia 1/19/2024
B
Maryland 10/20/2020
B
Washington 7/1/2003
B
Massachusetts 8/19/2019
B
West Virginia 3/5/2025
B
Nevada 7/1/2003
B
Wisconsin 11/19/2010

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
21600 OXNARD ST, 18TH FL, TOWER I WARNER CENTER TOWERS, WOODLAND HILLS, CA 91367
Registered with this firm since 7/1/2003
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
21600 OXNARD ST, 18TH FL, TOWER I WARNER CENTER TOWERS, WOODLAND HILLS, CA 91367
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/04/2000 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) ENCINO, CA
B
 11/08/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 02/26/1999 - 05/20/1999 CAL FED INVESTMENTS (CRD#:19631) SACRAMENTO, CA
B
 02/19/1997 - 01/11/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.