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THOMAS J KORNETT
THOMAS JOHN KORNETT III, THOMAS JOHN III KORNETT, TJ KORNETT III, T J Kornett, Thomas JOHN Kornett
CRD#: 2827381
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4770 STATE ROAD 64 EAST
BRADENTON, FL 34208
CETERA INVESTMENT SERVICES LLCCRD#: 15340 4770 STATE ROAD 64 EAST
BRADENTON, FL 34208
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - 2009 (2 years)2 FIRMS2011 - 2015 (4 years)2 FIRMS2015 - 2021 (5 years)2 FIRMS2021 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1998 - 2003 (4 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)1997 - 1998 (<1 year)BFIRST LIBERTY INVESTMENT GROUP... (CRD# 3536)1997 - 1997 (<1 year)BD. H. BLAIR & CO., INC. (CRD# 6833)1996 - 1997 (<1 year)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2002 - 2003 (<1 year)
Disclosure(s)
View By:
12/11/2007
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 7/22/2022

B
Mississippi 8/22/2022

IA
Florida 8/9/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
4770 STATE ROAD 64 EAST, BRADENTON, FL 34208
Registered with this firm since 8/9/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
4770 STATE ROAD 64 EAST, BRADENTON, FL 34208
Registered with this firm since 7/22/2022

Previous Registration(s)
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IA
10/01/2021 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) BRADENTON, FL
B
09/30/2021 - 08/10/2022 HANCOCK WHITNEY INVESTMENT SERVICES INC. (CRD#:40637) BRADENTON, FL
IA
12/02/2015 - 09/14/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SARASOTA, FL
B
11/06/2015 - 09/14/2021 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SARASOTA, FL
IA
03/30/2011 - 10/06/2015 PNC INVESTMENTS (CRD#:129052) COLUMBUS, OH
B
03/28/2011 - 10/06/2015 PNC INVESTMENTS (CRD#:129052) COLUMBUS, OH
IA
11/07/2006 - 07/15/2009 PNC INVESTMENTS (CRD#:129052) PRINCETON, NJ
B
11/07/2006 - 07/15/2009 PNC INVESTMENTS (CRD#:129052) PRINCETON, NJ
IA
03/24/2004 - 06/15/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
03/24/2004 - 06/15/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
IA
07/01/2003 - 02/26/2004 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) PHILADELPHIA, PA
B
07/01/2003 - 02/26/2004 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
IA
04/08/2003 - 06/27/2003 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) NORTH BRUNSWICK, NJ
B
04/08/2003 - 06/27/2003 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
IA
05/02/2002 - 04/01/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) PENNINGTON, NJ
B
05/13/1998 - 04/01/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/30/1997 - 01/08/1998 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) SYOSSET, NY
B
03/03/1997 - 05/13/1997 FIRST LIBERTY INVESTMENT GROUP, INC. (CRD#:3536) PHILADELPHIA, PA
B
12/09/1996 - 03/03/1997 D. H. BLAIR & CO., INC. (CRD#:6833) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.