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Detailed Report
STEPHEN J SCANAPICCO
STEPHEN SCANAPICCO
CRD#: 2826912
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1030 Broad Street 3Rd Floor
Shrewsbury, NJ 07702
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - Present (15 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2006 (6 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (3 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2006 (2 years)
License(s)

State Registrations

B
Alabama 12/19/2018
B
Nevada 8/13/2019
B
Alaska 8/10/2012
B
New Hampshire 6/1/2009
B
Arizona 3/30/2011
B
New Jersey 6/1/2009
B
Arkansas 2/24/2022
IA
New Jersey 6/1/2009
B
California 6/1/2009
B
New Mexico 3/30/2011
B
Colorado 4/13/2011
B
New York 6/1/2009
B
Connecticut 6/28/2010
B
North Carolina 2/16/2011
B
Delaware 11/26/2013
B
North Dakota 2/24/2022
B
District of Columbia 3/14/2013
B
Ohio 4/27/2011
B
Florida 6/1/2009
B
Oklahoma 4/13/2011
B
Georgia 6/1/2009
B
Oregon 6/1/2009
B
Hawaii 2/24/2022
B
Pennsylvania 6/1/2009
B
Idaho 2/24/2022
B
Puerto Rico 1/8/2016
B
Illinois 4/13/2011
B
Rhode Island 2/15/2011
B
Indiana 4/13/2011
B
South Carolina 2/15/2011
B
Iowa 8/29/2019
B
South Dakota 2/24/2022
B
Kansas 8/10/2012
B
Tennessee 3/28/2011
B
Kentucky 6/18/2019
B
Texas 3/28/2011
B
Louisiana 3/28/2011
IA
Texas 5/3/2011
B
Maine 1/3/2014
B
Utah 7/28/2014
B
Maryland 9/28/2009
B
Vermont 2/15/2011
B
Massachusetts 6/1/2009
B
Virgin Islands 2/24/2022
B
Michigan 6/1/2009
B
Virginia 3/28/2011
B
Minnesota 4/26/2011
B
Washington 3/28/2011
B
Mississippi 2/24/2022
B
West Virginia 7/28/2014
B
Missouri 4/26/2011
B
Wisconsin 5/13/2011
B
Montana 10/3/2019
B
Wyoming 2/24/2022
B
Nebraska 3/20/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHREWSBURY, NJ
B
 11/03/2006 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SHREWSBURY, NJ
IA
 01/05/2004 - 11/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) RED BANK, NJ
B
 10/01/2000 - 11/07/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) RED BANK, NJ
B
 02/11/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.