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WILLIAM STEIN
CRD#: 2826519
IA
Investment Adviser
B
Broker
AVANTAX ADVISORY SERVICESCRD#: 104556 80-08 51st Ave
Elmhurst, NY 11373
AVANTAX INVESTMENT SERVICES, INC.CRD#: 13686 80-08 51ST AVE
1ST FLOOR
ELMHURST, NY 11373
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAAVANTAX ADVISORY SERVICES (CRD# 104556)2021 - Present (3 years)BAVANTAX INVESTMENT SERVICES, INC. (CRD# 13686)2002 - Present (23 years)BPRIME CAPITAL SERVICES, INC. (CRD# 18334)1999 - 2002 (3 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1996 - 1999 (2 years)
License(s)

State Registrations

B
Florida 1/7/2002

IA
New York 9/1/2021

B
Minnesota 10/8/2014

B
Wisconsin 1/9/2015

B
New York 1/7/2002

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVANTAX ADVISORY SERVICES (CRD#:104556)
80-08 51st Ave, Elmhurst, NY 11373
Registered with this firm since 9/1/2021

B
AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686)
80-08 51ST AVE 1ST FLOOR, ELMHURST, NY 11373
Registered with this firm since 1/7/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/13/1999 - 01/18/2002 PRIME CAPITAL SERVICES, INC. (CRD#:18334) POUGHKEEPSIE, NY
B
12/06/1996 - 01/13/1999 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
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