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Detailed Report
STEVEN VICTOR SELLERS
STEVE SELLERS
CRD#: 2826188
IA
Investment Adviser
B
Broker
OPPENHEIMER & CO. INC.CRD#: 249 4221 WEST BOY SCOUT BLVD.
STE 750
TAMPA, FL 33607
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2007 (10 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Alabama 2/2/2022
B
Nevada 5/1/2015
B
Connecticut 5/12/2020
B
New York 5/1/2015
B
Florida 5/1/2015
B
Ohio 5/16/2016
IA
Florida 5/6/2015
B
Oklahoma 5/25/2016
B
Georgia 5/1/2015
B
Pennsylvania 1/23/2017
B
Illinois 5/1/2015
B
Rhode Island 1/3/2023
B
Kansas 5/23/2016
B
South Carolina 2/8/2024
B
Maryland 12/1/2023
B
Tennessee 12/14/2020
B
Massachusetts 11/25/2019
B
Texas 5/1/2015
B
Minnesota 10/24/2016
B
Virginia 10/24/2016
B
Missouri 1/18/2024

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OPPENHEIMER & CO. INC. (CRD#:249)
4221 WEST BOY SCOUT BLVD. STE 750, TAMPA, FL 33607
Registered with this firm since 5/6/2015
B
OPPENHEIMER & CO. INC. (CRD#:249)
4221 WEST BOY SCOUT BLVD. STE 750, TAMPA, FL 33607
Registered with this firm since 5/1/2015
Previous Registration(s)
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IA
 10/05/2009 - 05/14/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TAMPA, FL
B
 10/05/2009 - 05/14/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) TAMPA, FL
IA
 10/02/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) TAMPA, FL
B
 03/02/2007 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) TAMPA, FL
IA
 03/04/1997 - 03/08/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) TAMPA, FL
B
 02/20/1997 - 03/08/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) TAMPA, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.