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GENE BOYD ELLIOTT
CRD#: 2824800
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Investment Adviser
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Previous Broker
BRIO FINANCIAL GROUPCRD#: 289889 333 Bush Street, Suite 1400
San Francisco, CA 94104
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS1997 - 2001 (4 years)2 FIRMS2015 - 2017 (2 years)IABRIO FINANCIAL GROUP (CRD# 289889)2017 - Present (7 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2009 - 2015 (5 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2009 (1 year)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2007 (3 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (2 years)
License(s)

State Registrations

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California 10/13/2017

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Texas 10/13/2017

Current Registration(s)
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BRIO FINANCIAL GROUP (CRD#:289889)
333 Bush Street, Suite 1400, San Francisco, CA 94104
Registered with this firm since 10/13/2017

Previous Registration(s)
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08/31/2015 - 10/19/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) San Francisco, CA
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08/31/2015 - 10/19/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) San Francisco, CA
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09/21/2009 - 08/26/2015 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
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11/06/2007 - 02/20/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN FRANCISCO, CA
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10/07/2003 - 04/02/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) SAN FRANCISCO, CA
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10/07/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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01/23/1997 - 03/22/2001 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
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01/23/1997 - 03/22/2001 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.