Individual Firm
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STACI ANN COMPAGNO
STACI ANN MYERS COMPAGNO, STACI COMPAGNO, STACI MYERS
CRD#: 2824392
IA
B
PORTSIDE WEALTH GROUP, LLCCRD#: 325175 3507 N UNIVERSITY AVE
SUITE 150
PROVO, UT 84604
SUITE 150
PROVO, UT 84604
View By:
6/27/2016
Customer Dispute
Withdrawn
State Registrations
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Utah 3/31/2023
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Registered with this firm since 3/31/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/11/2019 - 06/30/2023 | PROVO, UT | |
B | 08/27/2020 - 10/13/2022 | SANDY, UT | |
B | 08/14/2014 - 06/28/2019 | SOUTH JORDAN, UT | |
IA | 08/14/2014 - 07/20/2018 | south jordan, UT | |
IA | 01/30/2013 - 08/13/2014 | COTTONWOOD HEIGHTS, UT | |
B | 01/28/2013 - 08/13/2014 | COTTONWOOD HEIGHTS, UT | |
IA | 11/29/2010 - 01/30/2013 | SALT LAKE CITY, UT | |
B | 09/10/2010 - 01/30/2013 | SALT LAKE CITY, UT | |
B | 01/28/2008 - 09/01/2010 | SALT LAKE CITY, UT | |
B | 08/31/2001 - 01/22/2008 | SALT LAKE CITY, UT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.