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KEITH MICHAEL LOEGERING
CRD#: 2824039
IA
Investment Adviser
B
Broker
RBC CAPITAL MARKETS, LLCCRD#: 31194 345 CALIFORNIA STREET
SAN FRANCISCO, CA 94104-2642
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2008 (7 years)2 FIRMS2008 - 2018 (9 years)2 FIRMS2018 - Present (6 years)BWELLS FARGO SECURITIES INC. (CRD# 17438)1996 - 2001 (4 years)
Disclosure(s)
View By:
4/1/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 5/22/2018

B
Minnesota 5/22/2018

B
California 5/22/2018

B
Nevada 5/22/2018

IA
California 5/22/2018

B
North Dakota 5/22/2018

B
Idaho 10/12/2021

IA
Texas 3/9/2020

B
Indiana 5/24/2018

B
Texas 3/10/2020

B
Louisiana 1/2/2019

B
Wisconsin 9/7/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX PEARL, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
Novato, CA
Registered with this firm since 5/22/2018

B
RBC CAPITAL MARKETS, LLC (CRD#:31194)
345 CALIFORNIA STREET, SAN FRANCISCO, CA 94104-2642
Novato, CA
Registered with this firm since 5/22/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/15/2008 - 05/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN MATEO, CA
B
12/12/2008 - 05/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN MATEO, CA
IA
05/15/2001 - 12/23/2008 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN BRUNO, CA
B
05/02/2001 - 12/23/2008 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN BRUNO, CA
B
11/26/1996 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.