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VINCENT ARMAND
VINCENT C ARMAND, VINCENT CURTIS ARMAND, VINCE ROGERS, VINCENT C ROGERS
CRD#: 2822952
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 401 N. MICHIGAN AVENUE STE 100
CHICAGO, IL 60611
Registration History
199019952000200520102015202020252 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2017 (<1 year)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2023 (1 year)BLOCUST STREET SECURITIES, INC. (CRD# 1703)1999 - 2003 (4 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1997 - 1998 (1 year)BW. S. GRIFFITH & CO., INC. (CRD# 10410)1996 - 1997 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2022 - 2022 (<1 year)IATD AMERITRADE, INC. (CRD# 7870)2017 - 2022 (5 years)
Disclosure(s)
View By:
7/11/2005
Customer Dispute
Denied
5/19/2000
Customer Dispute
Settled
1/27/1989
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 2/2/2024

B
Montana 2/6/2024

B
Alaska 2/20/2024

B
Nebraska 12/12/2023

B
Arizona 2/24/2023

B
Nevada 5/8/2023

B
Arkansas 2/7/2024

B
New Hampshire 10/12/2023

B
California 2/14/2023

B
New Jersey 5/4/2023

B
Colorado 5/2/2023

B
New Mexico 5/1/2023

B
Connecticut 4/25/2023

B
New York 4/25/2023

B
Delaware 12/21/2023

B
North Carolina 10/19/2023

B
District of Columbia 5/4/2023

B
North Dakota 2/14/2024

B
Florida 2/15/2023

B
Ohio 2/14/2023

B
Georgia 10/20/2023

B
Oklahoma 2/15/2024

B
Hawaii 8/23/2023

B
Oregon 11/29/2023

B
Idaho 2/7/2024

B
Pennsylvania 8/23/2023

B
Illinois 2/17/2023

B
Rhode Island 1/29/2024

IA
Illinois 2/28/2023

B
South Carolina 1/29/2024

B
Indiana 2/17/2023

B
South Dakota 2/7/2024

B
Iowa 5/4/2023

B
Tennessee 10/19/2023

B
Kansas 10/19/2023

B
Texas 2/15/2023

B
Kentucky 5/2/2023

IA
Texas 4/24/2023

B
Louisiana 2/14/2024

B
Utah 2/12/2024

B
Maine 12/12/2023

B
Vermont 11/28/2023

B
Maryland 10/24/2023

B
Virginia 8/23/2023

B
Massachusetts 6/21/2023

B
Washington 11/28/2023

B
Michigan 2/16/2023

B
West Virginia 2/21/2024

B
Minnesota 4/29/2023

B
Wisconsin 2/14/2023

B
Mississippi 1/31/2024

B
Wyoming 2/21/2024

B
Missouri 7/24/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
Registered with this firm since 2/28/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
401 N. MICHIGAN AVENUE STE 100, CHICAGO, IL 60611
CHICAGO, IL
Registered with this firm since 2/13/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/26/2022 - 02/09/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
IA
04/18/2017 - 01/12/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OAK BROOK, IL
B
04/17/2017 - 01/12/2023 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
IA
01/27/2022 - 12/31/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) Oak Brook, IL
IA
04/18/2017 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) OAK BROOK, IL
IA
06/29/2016 - 04/07/2017 FIFTH THIRD SECURITIES, INC. (CRD#:628) MOKENA, IL
B
06/28/2016 - 04/07/2017 FIFTH THIRD SECURITIES, INC. (CRD#:628) MOKENA, IL
IA
10/01/2012 - 06/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) OAK BROOK, IL
B
10/01/2012 - 06/27/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) OAK BROOK, IL
IA
09/17/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
09/17/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
05/19/2011 - 09/17/2012 PNC INVESTMENTS (CRD#:129052) LAGRANGE PARK, IL
B
05/19/2011 - 09/17/2012 PNC INVESTMENTS (CRD#:129052) LAGRANGE PARK, IL
IA
07/06/2005 - 05/24/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/06/2005 - 05/24/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
08/29/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) ARLINGTON HEIGHTS, IL
B
08/28/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
07/19/1999 - 08/25/2003 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
10/31/1997 - 12/03/1998 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
11/20/1996 - 10/23/1997 W. S. GRIFFITH & CO., INC. (CRD#:10410) HARTFORD, CT
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.