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GEORGE FRANK DELBAGGIO JR
CRD#: 2822030
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1425 11TH AVE LOWER LEVEL
Altoona, PA 16601
CETERA ADVISOR NETWORKS LLCCRD#: 13572 1425 11TH AVE LOWER LEVEL
ALTOONA, PA 16601
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2015 - Present (9 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2015 - 2019 (4 years)BSAMMONS SECURITIES COMPANY, LLC (CRD# 115368)2002 - 2011 (9 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1999 - 2002 (3 years)BADVANTAGE CAPITAL CORPORATION (CRD# 146)1996 - 1999 (2 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2016 - 2021 (5 years)IASPC (CRD# 110692)2006 - 2011 (5 years)IASPC (CRD# 110692)2004 - 2005 (1 year)IASOLID INVESTMENTS LLC (CRD# 123757)2001 - 2004 (3 years)
Disclosure(s)
View By:
6/10/2009
Customer Dispute
Settled
License(s)

State Registrations

B
California 9/20/2019

B
North Carolina 9/20/2019

B
Florida 9/21/2019

B
Ohio 4/27/2023

B
Georgia 5/15/2024

IA
Pennsylvania 10/13/2015

B
Kentucky 1/13/2022

B
Pennsylvania 9/20/2019

B
Maine 9/20/2019

B
Puerto Rico 6/21/2022

B
Maryland 9/20/2019

B
Texas 9/20/2019

B
Nevada 9/20/2019

IA
Texas 2/13/2023

B
New Jersey 9/20/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1425 11TH AVE LOWER LEVEL, Altoona, PA 16601
Registered with this firm since 10/13/2015

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
1425 11TH AVE LOWER LEVEL, ALTOONA, PA 16601
Registered with this firm since 9/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/20/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
05/06/2016 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) Altoona, PA
B
09/02/2015 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) ALTOONA, PA
IA
09/23/2011 - 12/31/2015 J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC (CRD#:124446) ALTOONA, PA
B
09/23/2011 - 09/29/2015 J.P. TURNER & COMPANY, L.L.C. (CRD#:43177) ALTOONA, PA
IA
08/16/2006 - 09/27/2011 SPC (CRD#:110692) ALTOONA, PA
B
02/09/2002 - 09/27/2011 SAMMONS SECURITIES COMPANY, LLC (CRD#:115368) ALTOONA, PA
IA
05/27/2004 - 12/31/2005 SPC (CRD#:110692) ALTOONA, PA
IA
02/01/2001 - 12/31/2004 SOLID INVESTMENTS LLC (CRD#:123757) ALTOONA, PA
B
02/11/1999 - 02/09/2002 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
11/04/1996 - 02/10/1999 ADVANTAGE CAPITAL CORPORATION (CRD#:146) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.