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Detailed Report
ROBERT BRUCE FITZPATRICK
BOB FITZPATRICK, ROBERT B FITZPATRICK, ROBERT B. FITZPATRICK
CRD#: 2822012
IA
Investment Adviser
B
Broker
NORTHERN TRUST SECURITIES, INCCRD#: 7927 125 Summer Street
14th Floor
BOSTON, MA 02111
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (3 years)BCONNING INVESTMENT PRODUCTS, INC. (CRD# 120387)2018 - 2021 (2 years)BUBS ASSET MANAGEMENT (US) INC. (CRD# 583)2016 - 2017 (1 year)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2000 - 2004 (4 years)BFIDELITY INVESTMENTS INSTITUTI... (CRD# 17507)1997 - 2000 (2 years)
License(s)

State Registrations

B
Colorado 11/14/2023
IA
Massachusetts 3/8/2022
B
Connecticut 1/25/2022
B
Michigan 6/10/2022
B
Delaware 3/7/2023
B
New Hampshire 3/7/2023
B
District of Columbia 3/7/2023
B
New Jersey 3/7/2023
B
Florida 6/10/2022
B
New York 1/25/2022
B
Georgia 4/14/2025
B
Pennsylvania 6/10/2022
B
Idaho 6/10/2022
B
Rhode Island 3/7/2023
B
Illinois 6/10/2022
B
Vermont 3/7/2023
B
Maine 3/7/2023
B
Virginia 3/7/2023
B
Maryland 3/7/2023
B
Washington 7/18/2024
B
Massachusetts 1/25/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHERN TRUST SECURITIES, INC (CRD#:7927)
125 Summer Street 14th Floor, BOSTON, MA 02111
2001 Market Street Suite 1120, Philadelphia, PA 19103
Registered with this firm since 3/8/2022
B
NORTHERN TRUST SECURITIES, INC. (CRD#:7927)
125 Summer Street 14th Floor, BOSTON, MA 02111
2001 Market Street Suite 1120, Philadelphia, PA 19103
Registered with this firm since 1/25/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
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 09/17/2018 - 03/18/2021 CONNING INVESTMENT PRODUCTS, INC. (CRD#:120387) Boston, MA
B
 07/27/2016 - 12/10/2017 UBS ASSET MANAGEMENT (US) INC. (CRD#:583) NEW YORK, NY
B
 07/31/2000 - 11/22/2004 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
B
 10/09/1997 - 05/30/2000 FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (CRD#:17507) SMITHFIELD, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.