Individual Firm
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NYCOLE CHRISTINA VANNATA
NICOLE CHRISTINA VANNATA, NYCOLE C VANNATA
CRD#: 2821911
IA
B
&PARTNERSCRD#: 3767 280 SUMMER STREET, 9TH FLOOR
BOSTON, MA 02210
BOSTON, MA 02210
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 9/6/2024
B
New Jersey 9/6/2024
B
Arizona 9/6/2024
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New Mexico 9/6/2024
B
California 9/6/2024
B
New York 9/6/2024
B
Colorado 9/6/2024
IA
New York 9/6/2024
B
Connecticut 9/6/2024
B
North Carolina 9/6/2024
B
Delaware 9/6/2024
B
Ohio 9/6/2024
B
District of Columbia 9/6/2024
B
Oregon 1/23/2025
B
Florida 9/6/2024
B
Pennsylvania 9/6/2024
B
Georgia 9/6/2024
B
South Carolina 9/6/2024
B
Illinois 9/6/2024
B
Tennessee 9/6/2024
B
Kansas 9/6/2024
B
Texas 9/6/2024
B
Maine 9/6/2024
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Texas 9/6/2024
B
Maryland 9/6/2024
B
Virginia 9/6/2024
B
Massachusetts 9/6/2024
B
Washington 9/6/2024
B
Michigan 9/6/2024
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/6/2024
B
Registered with this firm since 9/6/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/23/2022 - 09/11/2024 | NEW YORK, NY | |
B | 01/31/2017 - 09/11/2024 | NEW YORK, NY | |
B | 09/14/2010 - 01/06/2017 | NEW YORK, NY | |
B | 06/01/2009 - 09/30/2010 | NEW YORK, NY | |
B | 04/02/2007 - 06/01/2009 | NEW YORK, NY | |
B | 05/11/2005 - 04/02/2007 | NEW YORK, NY | |
B | 08/21/2003 - 04/25/2005 | ENGLEWOOD CLIFFS, NJ | |
B | 12/20/2000 - 07/08/2003 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.