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Detailed Report
JANINE DIANE STUBBS
CRD#: 2821565
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 4300 WEST CYPRESS STREET
SUITE 1000
TAMPA, FL 33607
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2007 - 2008 (1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 2006 (8 years)
License(s)

State Registrations

B
California 2/2/2009
B
Louisiana 1/29/2013
IA
California 7/30/2020
B
Missouri 5/17/2022
B
Florida 2/2/2009
IA
Missouri 5/17/2022
IA
Florida 2/12/2009
B
North Carolina 4/16/2018
B
Georgia 9/9/2024
B
South Carolina 5/2/2024
IA
Georgia 9/11/2024
IA
South Carolina 5/2/2024
B
Indiana 5/2/2024
B
Texas 12/19/2024
IA
Indiana 5/2/2024
IA
Texas 12/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 2/12/2009
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
4300 WEST CYPRESS STREET SUITE 1000, TAMPA, FL 33607
Registered with this firm since 2/2/2009
Previous Registration(s)
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IA
 11/14/2008 - 01/22/2009 AXA ADVISORS, LLC (CRD#:6627) TAMPA, FL
B
 11/04/2008 - 01/22/2009 AXA ADVISORS, LLC (CRD#:6627) TAMPA, FL
B
 01/16/2007 - 02/29/2008 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) TAMPA, FL
B
 12/21/1998 - 12/15/2006 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.