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MICHAEL JOSEPH ZADLO
MICHAEL JOSEPH ZADLO JR, MIKE ZADLO
CRD#: 2821535
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 450 POST RD E
[SUPPORT CENTER]
WESTPORT, CT 06880
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - Present (7 years)BSCOTTRADE, INC. (CRD# 8206)2007 - 2016 (9 years)BTD AMERITRADE, INC. (CRD# 7870)1998 - 2007 (8 years)BVTR CAPITAL, INC. (CRD# 21404)1997 - 1998 (<1 year)BMONROE PARKER SECURITIES, INC. (CRD# 31204)1997 - 1997 (<1 year)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2016 - 2016 (<1 year)IAAMERIVEST INVESTMENT MANAGEMEN... (CRD# 111514)2006 - 2007 (<1 year)IATD AMERITRADE, INC. (CRD# 7870)2004 - 2007 (3 years)
License(s)

State Registrations

B
Connecticut 2/1/2018

IA
Connecticut 2/1/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
450 POST RD E [SUPPORT CENTER], WESTPORT, CT 06880
BETHEL, CT
Registered with this firm since 2/1/2018

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
450 POST RD E [SUPPORT CENTER], WESTPORT, CT 06880
BETHEL, CT
Registered with this firm since 2/1/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/04/2017 - 01/05/2018 OPPENHEIMER & CO. INC. (CRD#:249) DANBURY, CT
B
04/04/2017 - 01/05/2018 OPPENHEIMER & CO. INC. (CRD#:249) DANBURY, CT
IA
10/03/2016 - 11/25/2016 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
B
03/02/2007 - 11/25/2016 SCOTTRADE, INC. (CRD#:8206) BROOKFIELD, CT
IA
04/25/2006 - 03/01/2007 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) STAMFORD, CT
IA
01/12/2004 - 03/01/2007 TD AMERITRADE, INC. (CRD#:7870) STAMFORD, CT
B
06/04/1998 - 03/01/2007 TD AMERITRADE, INC. (CRD#:7870) STAMFORD, CT
B
12/24/1997 - 02/26/1998 VTR CAPITAL, INC. (CRD#:21404)
FINRA expelled the firm on 12/20/2001
NEW YORK, NY
B
11/03/1997 - 12/23/1997 MONROE PARKER SECURITIES, INC. (CRD#:31204)
FINRA expelled the firm on 06/18/1999
PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
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