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JASON JAMES VALENTZ
JASON VALENTZ
CRD#: 2821519
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 15958 CITY WALK #240
SUGAR LAND, TX 77479
Registration History
200620082010201220142016201820202022202420262 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2014 (8 years)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2009 - 2010 (1 year)
License(s)

State Registrations

B
California 12/15/2020

B
New Mexico 9/2/2022

B
Colorado 12/15/2020

B
North Carolina 5/6/2022

B
Florida 5/6/2022

B
Ohio 8/11/2021

B
Georgia 12/15/2020

B
Oklahoma 12/15/2020

B
Illinois 12/15/2020

B
Oregon 5/27/2022

B
Indiana 12/15/2020

B
Texas 12/15/2020

B
Massachusetts 7/30/2021

IA
Texas 12/15/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
15958 CITY WALK #240, SUGAR LAND, TX 77479
Sugar Land, TX
Registered with this firm since 12/15/2020

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
15958 CITY WALK #240, SUGAR LAND, TX 77479
Sugar Land, TX
Registered with this firm since 12/15/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/09/2016 - 12/16/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUGAR LAND, TX
B
03/01/2016 - 12/16/2020 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUGAR LAND, TX
B
05/09/2006 - 10/06/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
05/01/2009 - 11/01/2010 BANC OF AMERICA SECURITIES LLC (CRD#:26091) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.