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Detailed Report
JOHN PETER BOOSALIS
CRD#: 2821231
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3280 PEACHTREE RD NE 4TH FL
[G4-RBO]
ATLANTA, GA 30305
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2013 - 2020 (7 years)2 FIRMS2020 - Present (4 years)BMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)1997 - 2013 (16 years)IAMORGAN KEEGAN & COMPANY, INC. (CRD# 4161)2007 - 2013 (5 years)
Disclosure(s)
View By:
8/10/2010
Customer Dispute
Award / Judgment
2/8/2010
Customer Dispute
Award / Judgment
7/27/2009
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 9/21/2020
IA
Georgia 9/18/2020
B
Arizona 1/12/2024
B
New York 2/12/2024
B
California 9/3/2020
B
North Carolina 9/22/2020
B
Colorado 9/18/2020
B
South Carolina 9/3/2020
B
District of Columbia 9/3/2020
B
Tennessee 9/3/2020
B
Florida 9/3/2020
B
Washington 2/9/2024
B
Georgia 9/18/2020

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Registered with this firm since 9/3/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3280 PEACHTREE RD NE 4TH FL [G4-RBO], ATLANTA, GA 30305
Registered with this firm since 9/3/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/13/2013 - 09/21/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
B
 02/13/2013 - 09/21/2020 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ATLANTA, GA
IA
 07/16/2007 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
B
 01/29/1997 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.