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Detailed Report
GARY LEE HOWARD JR
CRD#: 2820897
IA
Investment Adviser
B
Broker
ADVISORY SERVICES NETWORKCRD#: 146051 8240 BECKETT PARK DRIVE
SUITE D
WEST CHESTER, OH 45069
CALTON & ASSOCIATES, INC.CRD#: 20999 8240 Beckett Park Drive
Suite D
West Chester, OH 45069
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - Present (10 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)1996 - 2014 (18 years)IAMONEY CONCEPTS ADVISORY SERVICE (CRD# 12963)2002 - 2014 (12 years)
License(s)

State Registrations

B
Florida 3/26/2020
B
Ohio 1/2/2015
B
Indiana 1/2/2015
IA
Ohio 1/2/2015
B
Kentucky 1/2/2015
IA
Texas 1/10/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVISORY SERVICES NETWORK (CRD#:146051)
8240 BECKETT PARK DRIVE SUITE D, WEST CHESTER, OH 45069
Registered with this firm since 1/2/2015
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
8240 Beckett Park Drive Suite D, West Chester, OH 45069
Registered with this firm since 1/2/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2002 - 12/31/2014 MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963) WEST CHESTER, OH
B
 12/09/1996 - 12/31/2014 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) WEST CHESTER, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.