Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANTHONY MICHAEL RINELLA
Anthony M Rinella, Anthony Michael Rinella, Anthony Rinella
CRD#: 2820224
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 BEACHLAND BLVD
1ST FL
VERO BEACH, FL 32963
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - 2020 (2 years)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2015 (2 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2012 (4 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1998 - 2000 (2 years)BROYCE INVESTMENT GROUP, INC. (CRD# 10494)1996 - 1996 (<1 year)
License(s)

State Registrations

B
Florida 11/6/2022
B
Georgia 11/6/2022
IA
Florida 11/7/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 BEACHLAND BLVD 1ST FL, VERO BEACH, FL 32963
Registered with this firm since 11/7/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 BEACHLAND BLVD 1ST FL, VERO BEACH, FL 32963
Registered with this firm since 11/6/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/09/2020 - 09/29/2022 MORGAN STANLEY (CRD#:149777) Vero Beach, FL
B
 11/04/2020 - 09/29/2022 MORGAN STANLEY (CRD#:149777) Vero Beach, FL
IA
 11/16/2017 - 10/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) DELRAY BEACH, FL
B
 11/16/2017 - 10/09/2020 J.P. MORGAN SECURITIES LLC (CRD#:79) DELRAY BEACH, FL
IA
 10/05/2015 - 10/19/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VERO BEACH, FL
B
 08/18/2015 - 10/19/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) VERO BEACH, FL
B
 10/01/2012 - 05/27/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) VERO BEACH, FL
B
 06/11/2008 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VERO BEACH, FL
B
 03/30/1998 - 11/02/2000 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 11/14/1996 - 12/10/1996 ROYCE INVESTMENT GROUP, INC. (CRD#:10494) WOODBURY, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.