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Detailed Report
AUSTIN MAXIMILAN KONECKE
CRD#: 2818642
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Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 13860 BALLANTYNE CORPORATE PLACE
SUITE 160
CHARLOTTE, NC 28277
Registration History
200420062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2015 - 2016 (1 year)IATHE MUTUAL FUND STORE - CHARLOTTE (CRD# 133503)2010 - 2015 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2007 (3 years)IAMORGAN STANLEY (CRD# 7556)2003 - 2004 (<1 year)
License(s)

State Registrations

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North Carolina 11/30/2016
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Texas 2/8/2021
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South Carolina 1/7/2020
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
13860 BALLANTYNE CORPORATE PLACE SUITE 160, CHARLOTTE, NC 28277
Registered with this firm since 11/30/2016
Previous Registration(s)
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 01/13/2015 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) CHARLOTTE, NC
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 08/30/2010 - 01/14/2015 THE MUTUAL FUND STORE - CHARLOTTE (CRD#:133503) CHARLOTTE, NC
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 11/17/2004 - 11/06/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
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 03/05/2003 - 02/13/2004 MORGAN STANLEY (CRD#:7556) CHARLOTTE, NC
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.