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KRISTIN L ALIT
KRISTIN L ULMER, KRISTIN LOUISE ULMER
CRD#: 2818144
IA
B
MORGAN STANLEYCRD#: 149777 One Fawcett Place
3Rd Floor
Greenwich, CT 06830
3Rd Floor
Greenwich, CT 06830
0
Disclosures
20
Years of Experience
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State Registrations
B
Alabama 7/6/2010
B
Montana 9/23/2016
B
Arizona 2/27/2012
B
Nebraska 2/8/2019
B
Arkansas 7/6/2010
B
Nevada 12/17/2021
B
California 7/6/2010
B
New Hampshire 7/6/2010
B
Colorado 7/6/2010
B
New Jersey 6/1/2009
B
Connecticut 6/1/2009
B
New Mexico 7/6/2010
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Connecticut 3/15/2016
B
New York 6/1/2009
B
Delaware 7/6/2010
B
North Carolina 7/6/2010
B
District of Columbia 7/6/2010
B
Ohio 5/5/2011
B
Florida 6/1/2009
B
Oregon 2/8/2019
B
Georgia 7/6/2010
B
Pennsylvania 6/1/2009
B
Hawaii 12/12/2022
B
Rhode Island 7/6/2010
B
Idaho 2/27/2012
B
South Carolina 7/6/2010
B
Illinois 7/6/2010
B
Tennessee 2/27/2012
B
Indiana 2/27/2012
B
Texas 7/6/2010
B
Iowa 7/6/2010
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Texas 4/2/2020
B
Kansas 7/6/2010
B
Utah 7/15/2020
B
Kentucky 2/27/2012
B
Vermont 2/27/2012
B
Maine 2/27/2012
B
Virginia 7/6/2010
B
Maryland 6/1/2009
B
Washington 7/6/2010
B
Massachusetts 6/1/2009
B
West Virginia 7/15/2020
B
Michigan 7/6/2010
B
Wisconsin 7/6/2010
B
Minnesota 7/15/2020
B
Wyoming 4/19/2017
B
Missouri 7/6/2010
SRO Registrations
B
B
B
B
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Registered with this firm since 3/15/2016
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/11/2005 - 06/01/2009 | GREENWICH, CT | |
B | 02/02/2004 - 01/26/2005 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.