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PETER EDWARD HODGMAN
CRD#: 2817788
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1525 Deerfield Pkwy
Buffalo Grove, IL 60089
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 1996 (<1 year)2 FIRMS2015 - 2018 (3 years)2 FIRMS2018 - Present (6 years)BFTN FINANCIAL SECURITIES CORP (CRD# 46346)2012 - 2013 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2010 - 2011 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2009 - 2010 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2009 (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1997 - 1998 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2009 (3 years)
License(s)

State Registrations

B
California 10/10/2023

B
Michigan 6/14/2023

B
Colorado 2/12/2021

B
North Carolina 4/18/2018

B
Connecticut 7/16/2018

B
Pennsylvania 5/2/2022

B
Florida 9/11/2018

B
Texas 4/18/2018

B
Illinois 4/18/2018

IA
Texas 4/18/2018

IA
Illinois 4/18/2018

B
Washington 6/2/2021

B
Indiana 5/16/2024

B
Wisconsin 6/21/2018

B
Iowa 1/21/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1525 Deerfield Pkwy, Buffalo Grove, IL 60089
Registered with this firm since 4/18/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1525 Deerfield Pkwy, Buffalo Grove, IL 60089
Registered with this firm since 4/18/2018

Previous Registration(s)
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IA
01/30/2015 - 03/27/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) OAK BROOK, IL
B
01/26/2015 - 03/27/2018 CHARLES SCHWAB & CO., INC. (CRD#:5393) OAK BROOK, IL
B
01/03/2012 - 09/03/2013 FTN FINANCIAL SECURITIES CORP (CRD#:46346) CHICAGO, IL
B
11/01/2010 - 10/10/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
02/09/2009 - 11/01/2010 BANC OF AMERICA SECURITIES LLC (CRD#:26091) CHICAGO, IL
IA
01/11/2006 - 02/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
07/30/1999 - 02/13/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHICAGO, IL
B
04/18/1997 - 06/12/1998 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/06/1996 - 12/01/1996 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
11/06/1996 - 12/01/1996 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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