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Peter Edward Kelly Jr
NED KELLY, PETER E KELLY, PETER EDWARD KELLY, Peter Kelly
CRD#: 2817710
IA
B
MORGAN STANLEYCRD#: 149777 4 Landmark Square
2nd Floor
Stamford, CT 06901
2nd Floor
Stamford, CT 06901
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
California 3/8/2019
B
New Jersey 9/7/2018
B
Colorado 7/16/2020
B
New York 9/7/2018
B
Connecticut 9/4/2018
IA
New York 3/15/2022
IA
Connecticut 9/4/2018
B
Pennsylvania 2/5/2025
B
Delaware 11/25/2019
B
Tennessee 12/21/2022
B
Florida 9/7/2018
B
Texas 10/25/2018
B
Massachusetts 9/7/2018
IA
Texas 4/8/2020
B
Michigan 10/24/2019
B
Utah 9/26/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/4/2018
B
Registered with this firm since 9/4/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/15/2017 - 09/05/2018 | FAIRFIELD, CT | |
B | 11/08/2017 - 09/05/2018 | FAIRFIELD, CT | |
B | 12/12/2016 - 10/11/2017 | GREENWICH, CT | |
B | 10/27/2000 - 03/05/2013 | NEW YORK, NY | |
B | 12/15/1997 - 03/09/2000 | NEW YORK, NY |
FAIRFIELD, CT
12/15/2017 - 09/05/2018
FAIRFIELD, CT
11/08/2017 - 09/05/2018
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.