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Detailed Report
PHILIP MICHAEL VALERIANO
PHILIP MICHAEL VALARIANO, PHIL VALERIANO
CRD#: 2816457
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 500 PLUM ST
BRIDGEWATER PLACE
SYRACUSE, NY 13204
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2012 - Present (12 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - Present (16 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1996 - 2009 (12 years)
License(s)

State Registrations

B
Arizona 3/5/2009
IA
Nevada 10/18/2017
B
California 3/5/2009
B
New Hampshire 3/5/2009
B
Colorado 11/30/2011
B
New Jersey 3/5/2009
B
Connecticut 11/30/2011
IA
New Jersey 7/5/2012
B
District of Columbia 1/29/2019
B
New Mexico 11/30/2011
B
Florida 3/5/2009
B
New York 3/5/2009
IA
Florida 8/21/2012
IA
New York 7/27/2021
B
Georgia 11/27/2012
B
North Carolina 3/5/2009
B
Illinois 3/5/2009
B
Ohio 1/31/2023
B
Kansas 5/14/2009
B
Oregon 11/8/2024
B
Kentucky 3/5/2009
B
Pennsylvania 3/5/2009
B
Louisiana 2/28/2023
B
Rhode Island 11/30/2011
B
Maine 11/30/2011
B
South Carolina 3/5/2009
B
Maryland 11/30/2011
B
South Dakota 1/5/2024
B
Massachusetts 3/5/2009
B
Tennessee 3/5/2009
B
Michigan 7/11/2023
B
Texas 11/27/2013
B
Mississippi 9/16/2024
IA
Texas 12/10/2013
B
Missouri 11/18/2015
B
Virginia 3/5/2009
B
Montana 8/21/2024
B
Washington 4/24/2024
B
Nevada 3/5/2009

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
500 PLUM ST BRIDGEWATER PLACE, SYRACUSE, NY 13204
Registered with this firm since 7/5/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
500 PLUM ST BRIDGEWATER PLACE, SYRACUSE, NY 13204
Registered with this firm since 3/5/2009
Previous Registration(s)
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B
 11/27/1996 - 04/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SYRACUSE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.