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Detailed Report
BETTY MARIE BASILONE
BETTY MARIE ARGUELLO, MARIE BASILONE
CRD#: 2816406
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 211 MAIN ST 2ND FL
[C1-RBO]
ANSONIA, CT 06401
Registration History
1996199820002002200420062008201020122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2013 - Present (11 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1997 - 2000 (3 years)BDFA SECURITIES INC. (CRD# 10292)1996 - 1997 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 1997 (<1 year)
License(s)

State Registrations

B
Connecticut 10/1/2000
B
New York 9/25/2015
IA
Connecticut 6/28/2013

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
211 MAIN ST 2ND FL [C1-RBO], ANSONIA, CT 06401
2500 WESTCHESTER AVE STE 201 [C3-RBO], PURCHASE, NY 10577
Registered with this firm since 6/28/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
211 MAIN ST 2ND FL [C1-RBO], ANSONIA, CT 06401
2500 WESTCHESTER AVE STE 201 [C3-RBO], PURCHASE, NY 10577
Registered with this firm since 10/1/2000
Previous Registration(s)
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B
 05/09/1997 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 11/26/1996 - 03/26/1997 DFA SECURITIES INC. (CRD#:10292) AUSTIN, TX
B
 03/12/1997 - 03/25/1997 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.