• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
WESLEY ANDREW STEED
WES STEED
CRD#: 2816275
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2501 20TH PL S, STE 350
[JO-RBO]
BIRMINGHAM, AL 35223
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2002 (3 years)2 FIRMS2002 - 2008 (5 years)2 FIRMS2008 - Present (16 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1996 - 1999 (2 years)
Disclosure(s)
View By:
8/18/2009
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 4/18/2008

B
Minnesota 8/13/2015

IA
Alabama 4/18/2008

B
New Hampshire 8/21/2019

B
California 3/13/2015

B
South Carolina 4/18/2008

B
Florida 4/18/2008

B
Tennessee 7/11/2008

IA
Florida 5/17/2013

B
Texas 3/7/2013

B
Georgia 4/18/2008

IA
Texas 3/19/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2501 20TH PL S, STE 350 [JO-RBO], BIRMINGHAM, AL 35223
HOMEWOOD, AL
Registered with this firm since 4/18/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2501 20TH PL S, STE 350 [JO-RBO], BIRMINGHAM, AL 35223
HOMEWOOD, AL
Registered with this firm since 4/18/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/11/2002 - 04/26/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
B
10/11/2002 - 04/26/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BIRMINGHAM, AL
IA
06/03/1999 - 10/18/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) BIRMINGHAM, AL
B
04/30/1999 - 10/18/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
12/05/1996 - 05/19/1999 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.