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RICHARD DALE VANPARIS II
CRD#: 2815624
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 11595 N Meridian St
Ste 870
Carmel, IN 46032
Ste 870
Carmel, IN 46032
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 11595 N. MERIDIAN ST. SUITE 870
CARMEL, IN 46032
CARMEL, IN 46032
0
Disclosures
28
Years of Experience
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State Registrations
B
Alaska 8/6/2009
B
Indiana 8/6/2009
B
Colorado 3/18/2011
IA
Indiana 11/1/2021
B
Florida 8/25/2010
B
Michigan 7/24/2015
B
Illinois 8/6/2009
B
Ohio 8/6/2009
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 8/6/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2014 - 11/01/2021 | LINCOLN, NE | |
B | 12/19/1996 - 08/05/2009 | INDIANAPOLIS, IN | |
IA | 07/09/1998 - 03/25/2005 | INDIANAPOLIS, IN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.