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KATHLEEN MARTORANO
KATHLEEN ANN CONCANNON, KATHLEEN CONCANNON, KATHY CONCANNON, K A HARRINGTON, KATHLEEN A HARRINGTON…
CRD#: 2815492
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2007 (1 year)2 FIRMS2007 - 2008 (<1 year)2 FIRMS2008 - 2018 (10 years)2 FIRMS2018 - Present (6 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - 2001 (2 years)BVAN KAMPEN FUNDS INC. (CRD# 6939)1998 - 1999 (<1 year)
License(s)

State Registrations

B
Arizona 11/29/2018

B
Mississippi 5/4/2022

B
Arkansas 1/10/2019

B
Missouri 11/20/2018

B
California 1/10/2019

B
Montana 1/19/2021

B
Colorado 11/29/2018

B
Nebraska 11/21/2018

B
Connecticut 1/11/2019

B
Nevada 2/3/2022

B
Delaware 11/1/2022

B
New Hampshire 10/3/2023

B
District of Columbia 1/18/2019

B
New Jersey 11/20/2018

B
Florida 11/26/2018

B
New Mexico 1/20/2022

B
Georgia 1/10/2019

B
New York 1/14/2019

B
Hawaii 11/25/2022

B
North Carolina 1/14/2019

B
Idaho 12/24/2024

B
Ohio 1/9/2019

B
Illinois 11/16/2018

B
Oregon 11/26/2018

IA
Illinois 11/16/2018

B
Pennsylvania 1/14/2019

B
Indiana 1/11/2019

B
Rhode Island 1/16/2019

B
Iowa 1/14/2019

B
South Carolina 11/21/2018

B
Kansas 11/30/2018

B
Tennessee 11/21/2018

B
Kentucky 1/17/2019

B
Texas 11/20/2018

B
Louisiana 5/23/2022

IA
Texas 11/20/2018

B
Maine 6/20/2023

B
Utah 1/14/2022

B
Maryland 1/16/2019

B
Virginia 1/9/2019

B
Massachusetts 11/28/2018

B
Washington 11/20/2018

B
Michigan 11/27/2018

B
Wisconsin 11/30/2018

B
Minnesota 1/10/2019

B
Wyoming 10/15/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/16/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/16/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/11/2008 - 11/09/2018 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CHICAGO, IL
B
08/11/2008 - 11/09/2018 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) CHICAGO, IL
IA
12/05/2007 - 07/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
B
12/04/2007 - 07/08/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CHICAGO, IL
IA
12/21/2005 - 10/09/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEWPORT BEACH, CA
B
12/21/2005 - 10/09/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEWPORT BEACH, CA
IA
07/06/2005 - 10/25/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/06/2005 - 10/25/2005 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
08/14/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) WINNETKA, IL
B
08/18/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
01/26/1999 - 01/04/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
03/19/1998 - 01/25/1999 VAN KAMPEN FUNDS INC. (CRD#:6939) HOUSTON, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.