Individual Firm
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JAMES GEORGE DAVIS
JIM DAVIS, JIMMY DAVIS
CRD#: 2814539
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 395 NORTH SERVICE ROAD
SUITE 206
MELVILLE, NY 11747
SUITE 206
MELVILLE, NY 11747
0
Disclosures
27
Years of Experience
View By:
State Registrations
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California 4/12/2021
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New York 4/12/2021
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California 4/13/2021
B
North Carolina 1/27/2023
B
Connecticut 11/18/2020
IA
North Carolina 2/1/2023
IA
Connecticut 11/18/2020
B
Pennsylvania 2/15/2022
B
Florida 11/18/2020
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Pennsylvania 2/17/2022
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Florida 11/19/2020
B
South Carolina 1/27/2023
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Georgia 4/13/2021
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South Carolina 2/7/2023
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Georgia 4/15/2021
B
Texas 11/18/2020
B
New Jersey 11/18/2020
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Texas 11/18/2020
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New Jersey 11/19/2020
B
Virginia 3/1/2022
B
New York 11/18/2020
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Virginia 3/5/2022
SRO Registrations
B
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Registered with this firm since 11/18/2020
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Registered with this firm since 11/18/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 11/12/2020 | MELVILLE, NY | |
B | 01/03/2011 - 11/12/2020 | MELVILLE, NY | |
IA | 06/01/2007 - 01/03/2011 | MELVILLE, NY | |
B | 06/01/2007 - 01/03/2011 | MELVILLE, NY | |
IA | 06/17/2004 - 05/22/2007 | MELVILLE, NY | |
B | 08/06/1998 - 05/22/2007 | MELVILLE, NY | |
B | 12/11/1997 - 05/28/1998 | ST. PETERSBURG, FL | |
B | 07/14/1997 - 12/11/1997 | NEW YORK, NY | |
B | 07/14/1997 - 07/17/1997 | NEW YORK, NY |
NEW YORK, NY
07/14/1997 - 07/17/1997
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.