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TIMOTHY DONALD HAMMES
TIM HAMMES
CRD#: 2814278
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 13815 FNB Parkway Suite 300
OMAHA, NE 68154-5220
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2006 (6 years)2 FIRMS2006 - Present (18 years)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)1996 - 2001 (4 years)
License(s)

State Registrations

B
Arizona 8/12/2006

B
Missouri 8/12/2006

B
Arkansas 8/24/2006

B
Nebraska 8/12/2006

B
California 8/12/2006

IA
Nebraska 8/12/2006

B
Colorado 8/12/2006

B
Nevada 5/24/2011

B
Florida 8/12/2006

B
New Jersey 5/23/2024

B
Georgia 11/30/2009

B
New York 8/12/2006

B
Idaho 7/14/2010

B
North Carolina 4/4/2016

B
Illinois 8/12/2006

B
Tennessee 8/31/2022

B
Indiana 10/24/2017

B
Texas 8/12/2006

B
Iowa 8/12/2006

IA
Texas 8/17/2006

B
Kansas 8/12/2006

B
Virginia 7/23/2007

B
Maryland 8/12/2006

B
Washington 11/17/2020

B
Massachusetts 3/14/2022

B
West Virginia 5/29/2020

B
Michigan 8/5/2008

B
Wisconsin 8/12/2006

B
Minnesota 8/12/2006

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Valley, NE
Registered with this firm since 8/12/2006

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
13815 FNB Parkway Suite 300, OMAHA, NE 68154-5220
Valley, NE
Registered with this firm since 8/12/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2000 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) OMAHA, NE
B
01/29/2000 - 08/12/2006 PIPER JAFFRAY & CO. (CRD#:665) OMAHA, NE
B
10/21/1996 - 09/04/2001 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) SAINT PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.