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DOUGLAS GEOFFREY JOHN JR
DOUGLAS G (JR) JOHN
CRD#: 2813648
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Investment Adviser
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Previous Broker
REQUISITE CAPITAL MANAGEMENT LLCCRD#: 283107 4001 MAPLE AVENUE
SUITE 290
DALLAS, TX 75219
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (1 year)2 FIRMS2002 - 2017 (14 years)IAREQUISITE CAPITAL MANAGEMENT LLC (CRD# 283107)2017 - Present (7 years)BFALLLINE SECURITIES LLC (CRD# 171349)2017 - 2018 (1 year)BDB ALEX. BROWN LLC (CRD# 17790)1999 - 2001 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 1999 (2 years)
Disclosure(s)
View By:
2/13/2004
Customer Dispute
Denied
License(s)

State Registrations

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Texas 6/16/2017

Current Registration(s)
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REQUISITE CAPITAL MANAGEMENT LLC (CRD#:283107)
4001 MAPLE AVENUE SUITE 290, DALLAS, TX 75219
Registered with this firm since 6/16/2017

Previous Registration(s)
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06/16/2017 - 12/31/2018 FALLLINE SECURITIES LLC (CRD#:171349) Dallas, TX
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11/08/2002 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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11/08/2002 - 06/23/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
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01/13/2001 - 11/26/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
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01/13/2001 - 11/26/2002 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
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06/17/1999 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
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12/11/1996 - 07/01/1999 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.