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Louis T Dong
TIANLIANG LOUIS DONG, Louis Dong, LOUIS DONG TIANLIANG
CRD#: 2813204
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 270 S. STATE COLLEGE BLVD
BREA, CA 92821
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2009 (5 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2001 - 2003 (2 years)BU. S. PACIFIC FINANCIAL SERVIC... (CRD# 17423)1998 - 2001 (2 years)
Disclosure(s)
View By:
1/29/2016
Customer Dispute
Denied
10/10/2000
Customer Dispute
Withdrawn
License(s)

State Registrations

B
Arizona 10/1/2012

B
New York 10/1/2012

B
California 10/1/2012

B
Ohio 8/13/2014

IA
California 10/1/2012

B
Oklahoma 8/10/2016

B
Colorado 10/1/2012

B
Oregon 10/1/2012

B
Florida 2/22/2023

B
South Carolina 8/15/2019

B
Georgia 3/11/2021

B
Texas 6/7/2021

B
Illinois 10/24/2016

IA
Texas 6/29/2021

B
Indiana 12/10/2018

B
Utah 2/10/2017

B
Nevada 10/1/2012

B
Washington 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
270 S. STATE COLLEGE BLVD, BREA, CA 92821
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
270 S. STATE COLLEGE BLVD, BREA, CA 92821
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BREA, CA
B
05/02/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BREA, CA
IA
07/17/2003 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) HACIENDA HEIGHTS, CA
B
07/16/2003 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) HACIENDA HEIGHTS, CA
B
05/31/2001 - 08/04/2003 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
08/19/1998 - 03/30/2001 U. S. PACIFIC FINANCIAL SERVICES, INC. (CRD#:17423) ALHAMBRA, CA
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.