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Detailed Report
JOHN LOUIS DECKER JR
JOHN LOUIS DECKER
CRD#: 2812644
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 115 CANOPY STREET
SUITE 400
LINCOLN, NE 68508
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2008 - 2011 (3 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BSMITH HAYES FINANCIAL SERVICES... (CRD# 17059)1997 - 2002 (4 years)
License(s)

State Registrations

B
Arizona 7/22/2019
IA
Nebraska 7/29/2016
IA
Arizona 7/22/2019
B
South Dakota 8/8/2016
B
Arkansas 7/22/2019
B
Texas 7/25/2016
B
Colorado 7/25/2016
IA
Texas 7/22/2019
B
Massachusetts 7/22/2019
B
Utah 7/22/2019
B
Nebraska 7/25/2016

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
115 CANOPY STREET SUITE 400, LINCOLN, NE 68508
Registered with this firm since 7/29/2016
B
D.A. DAVIDSON & CO. (CRD#:199)
115 CANOPY STREET SUITE 400, LINCOLN, NE 68508
Registered with this firm since 7/25/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/06/2013 - 07/28/2016 SMITH HAYES ADVISERS INC (CRD#:110776) LINCOLN, NE
B
 02/22/2013 - 07/25/2016 SMITH HAYES FINANCIAL SERVICES CORPORATION (CRD#:17059) OMAHA, NE
IA
 08/29/2008 - 12/31/2011 SMITH HAYES ADVISERS INC (CRD#:110776) LINCOLN, NE
B
 07/17/2008 - 12/31/2011 SMITH HAYES FINANCIAL SERVICES CORPORATION (CRD#:17059) OMAHA, NE
B
 11/25/1997 - 05/23/2002 SMITH HAYES FINANCIAL SERVICES CORPORATION (CRD#:17059) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.