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DAVID MUCHA
DAVID JOHN MUCHA MR., DAVID JOHN MUCHA
CRD#: 2812364
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 555 CALIFORNIA ST STE 2300
SAN FRANCISCO, CA 94104
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2006 (5 years)2 FIRMS2006 - 2017 (11 years)2 FIRMS2017 - 2023 (5 years)2 FIRMS2023 - Present (1 year)BDB ALEX. BROWN LLC (CRD# 17790)1999 - 2001 (1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1997 - 1999 (2 years)
Disclosure(s)
View By:
9/12/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 5/1/2023

B
Montana 5/1/2023

B
California 5/1/2023

B
Nevada 5/1/2023

IA
California 5/2/2023

B
New Mexico 5/1/2023

B
Colorado 5/1/2023

B
New York 5/13/2024

B
Delaware 5/13/2024

B
North Carolina 3/13/2024

B
Florida 5/1/2023

B
Oregon 5/1/2023

B
Georgia 5/1/2023

B
Texas 5/1/2023

B
Hawaii 5/13/2024

IA
Texas 3/30/2024

B
Idaho 5/2/2023

B
Utah 5/1/2023

B
Illinois 6/20/2024

B
Washington 6/3/2024

B
Maryland 5/13/2024

B
Wisconsin 5/13/2024

B
Minnesota 5/13/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 5/2/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
555 CALIFORNIA ST STE 2300, SAN FRANCISCO, CA 94104
2033 N MAIN ST STE 800, WALNUT CREEK, CA 94596
Registered with this firm since 5/1/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/23/2017 - 05/23/2023 FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. (CRD#:108559) San Francisco, CA
B
06/23/2017 - 05/23/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) SAN FRANCISCO, CA
IA
05/26/2006 - 07/10/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
B
05/26/2006 - 07/10/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) SAN FRANCISCO, CA
IA
06/18/2001 - 06/02/2006 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) SAN FRANCISCO, CA
B
01/13/2001 - 06/02/2006 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
B
11/09/1999 - 01/13/2001 DB ALEX. BROWN LLC (CRD#:17790) BALTIMORE, MD
B
09/09/1997 - 11/16/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.