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Detailed Report
REGINA MCCANN HESS
REGINA M HESS, REGINA MCCANNHESS
CRD#: 2812272
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 1 Country View Road, Suite 203
Malvern, PA 19355
LPL FINANCIAL LLCCRD#: 6413 1 COUNTRY VIEW ROAD, SUITE 203
MALVERN, PA 19355
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2009 (12 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2004 - 2005 (1 year)
License(s)

State Registrations

B
Connecticut 9/3/2021
B
New York 7/1/2015
B
Delaware 7/1/2015
B
North Carolina 1/17/2024
B
Georgia 7/1/2015
B
Pennsylvania 7/1/2015
B
Maryland 9/16/2015
IA
Pennsylvania 7/6/2015
B
New Jersey 7/1/2015
B
Virginia 10/2/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
1 Country View Road, Suite 203, Malvern, PA 19355
Registered with this firm since 7/6/2015
B
LPL FINANCIAL LLC (CRD#:6413)
1 COUNTRY VIEW ROAD, SUITE 203, MALVERN, PA 19355
Registered with this firm since 7/1/2015
Previous Registration(s)
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IA
 08/28/2009 - 07/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) NORRISTOWN, PA
B
 08/28/2009 - 07/07/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) NORRISTOWN, PA
B
 11/12/1996 - 09/02/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYNE, PA
IA
 08/11/2004 - 12/31/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) WAYNE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.