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Detailed Report
H. EDWARD BURGESS JR.
HOWARD E (JR) BURGESS, HOWARD EDWARD BURGESS JR, TED BURGESS
CRD#: 2812262
IA
Investment Adviser
B
Broker
CAPITOL SECURITIES MANAGEMENT, INC.CRD#: 14169 601 South Harbour Island Blvd
Suite 109
TAMPA, FL 33602
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (1 year)2 FIRMS2003 - 2019 (16 years)2 FIRMS2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2001 (4 years)
Disclosure(s)
View By:
9/26/2001
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 9/6/2019
B
North Carolina 4/5/2024
IA
Florida 9/11/2019
B
Oklahoma 4/2/2024
B
Georgia 4/4/2024
B
Texas 9/6/2019
B
Kentucky 9/6/2019
IA
Texas 9/6/2019
B
New York 9/6/2019
B
Virginia 4/3/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169)
601 South Harbour Island Blvd Suite 109, TAMPA, FL 33602
Registered with this firm since 9/6/2019
B
CAPITOL SECURITIES MANAGEMENT, INC. (CRD#:14169)
601 South Harbour Island Blvd Suite 109, TAMPA, FL 33602
Registered with this firm since 9/6/2019
Previous Registration(s)
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IA
 07/01/2003 - 09/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TAMPA, FL
B
 07/01/2003 - 09/10/2019 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) TAMPA, FL
IA
 08/17/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) TAMPA, FL
B
 08/17/2001 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 12/11/1996 - 10/22/2001 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.