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BRIAN JOSEPH DINEEN
Brian J Dineen
CRD#: 2812014
IA
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FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 300 ATLANTIC STREET
STAMFORD, CT 06901
STAMFORD, CT 06901
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 WILTON, CT
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Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 1/8/2025
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Nebraska 1/8/2025
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Alaska 1/8/2025
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Nevada 1/8/2025
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Arizona 9/23/2021
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New Hampshire 9/23/2021
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Arkansas 1/8/2025
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New Jersey 9/23/2021
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California 9/23/2021
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New Mexico 1/8/2025
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Colorado 9/23/2021
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New York 9/23/2021
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Connecticut 9/23/2021
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North Carolina 9/23/2021
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Connecticut 10/13/2022
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North Dakota 1/8/2025
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Delaware 9/23/2021
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Ohio 1/8/2025
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District of Columbia 9/23/2021
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Oklahoma 1/8/2025
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Florida 9/23/2021
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Oregon 1/8/2025
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Georgia 1/8/2025
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Pennsylvania 9/23/2021
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Hawaii 1/8/2025
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Puerto Rico 1/8/2025
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Idaho 1/8/2025
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Rhode Island 9/23/2021
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Illinois 1/8/2025
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South Carolina 9/23/2021
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Indiana 1/8/2025
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South Dakota 1/8/2025
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Iowa 1/8/2025
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Tennessee 1/8/2025
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Kansas 1/8/2025
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Texas 9/23/2021
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Kentucky 1/8/2025
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Texas 2/13/2023
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Louisiana 1/8/2025
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Utah 1/8/2025
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Maine 9/23/2021
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Vermont 9/23/2021
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Maryland 1/8/2025
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Virgin Islands 1/8/2025
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Massachusetts 9/23/2021
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Virginia 9/23/2021
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Michigan 1/8/2025
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Washington 1/8/2025
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Minnesota 1/8/2025
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West Virginia 1/8/2025
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Mississippi 1/8/2025
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Wisconsin 1/8/2025
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Missouri 1/8/2025
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Wyoming 1/8/2025
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Montana 1/8/2025
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Registered with this firm since 10/13/2022
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Registered with this firm since 9/23/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/20/2005 - 10/28/2019 | NEW YORK, NY | |
B | 01/12/2004 - 05/25/2005 | STAMFORD, CT | |
B | 11/19/1997 - 01/12/2004 | OLD GREENWICH, CT |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.