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JOSEPH BRIAN CALAO
JOE CALAO, JOSEPH B CALAO, JOSESPH BRIAN CALAO
CRD#: 2811513
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2121 North Pearl Street
Suite 500
Dallas, TX 75201
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2024 (15 years)2 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1996 - 2004 (7 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1997 - 2004 (7 years)
Disclosure(s)
View By:
5/25/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 11/6/2024

B
New Mexico 10/25/2024

B
Arizona 10/25/2024

B
New York 10/25/2024

B
California 10/25/2024

B
North Carolina 10/25/2024

B
Colorado 10/25/2024

B
Ohio 10/25/2024

B
Florida 10/25/2024

B
Oklahoma 10/25/2024

B
Georgia 10/25/2024

B
Pennsylvania 10/25/2024

B
Idaho 10/25/2024

B
Puerto Rico 10/25/2024

B
Illinois 10/25/2024

B
South Carolina 10/25/2024

B
Iowa 10/25/2024

B
Tennessee 10/25/2024

B
Kansas 10/25/2024

B
Texas 10/25/2024

B
Kentucky 10/25/2024

IA
Texas 10/25/2024

B
Louisiana 10/25/2024

B
Utah 10/25/2024

B
Massachusetts 10/25/2024

B
Virgin Islands 10/25/2024

B
Michigan 10/25/2024

B
Virginia 10/25/2024

B
Missouri 10/25/2024

B
Washington 10/25/2024

B
Nevada 10/25/2024

B
West Virginia 10/25/2024

B
New Jersey 10/25/2024

B
Wisconsin 10/25/2024

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 10/25/2024

B
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
301 Congress Avenue Suite 1400, Austin, TX 78701
Registered with this firm since 10/25/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/29/2009 - 11/06/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) AUSTIN, TX
B
01/29/2009 - 11/06/2024 UBS FINANCIAL SERVICES INC. (CRD#:8174) AUSTIN, TX
IA
09/08/2004 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WACO, TX
B
09/08/2004 - 01/30/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WACO, TX
IA
08/27/2004 - 09/14/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) WACO, TX
B
08/27/2004 - 09/14/2004 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
IA
01/10/1997 - 08/31/2004 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) WACO, TX
B
12/11/1996 - 08/31/2004 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.