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MICHAEL GLEN HAIRSTON
MICHAEL G HAIRSTON
CRD#: 2811498
IA
B
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 6241 Riverside Dr
Dublin, OH 43017-5068
Dublin, OH 43017-5068
0
Disclosures
14
Years of Experience
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State Registrations
B
Arizona 8/23/2024
B
Nevada 6/28/2023
B
California 6/28/2023
B
North Carolina 1/2/2024
B
Florida 6/28/2023
IA
Ohio 1/9/2023
B
Georgia 6/28/2023
B
Ohio 6/29/2023
B
Louisiana 6/28/2023
SRO Registrations
B
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B
Registered with this firm since 5/31/2023
IA
Registered with this firm since 1/9/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/24/2018 - 01/10/2023 | DUBLIN, OH | |
IA | 04/04/2011 - 08/02/2018 | WESTERVILLE, OH | |
B | 12/03/1996 - 12/02/1997 | CINCINNATI, OH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.