• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PETER HUNGRU CHEN
PETER H CHEN, PETER H. CHEN
CRD#: 2811404
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 Gaithersburg, MD
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BLIGHTHOUSE FINANCIAL GROUP, LLC (CRD# 103734)2005 - 2006 (1 year)BGUNNALLEN FINANCIAL, INC (CRD# 17609)2003 - 2004 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)2001 - 2003 (1 year)BUBS PAINEWEBBER INC. (CRD# 8174)1999 - 2001 (2 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1996 - 1999 (2 years)IACALIBRE CONSULTING GROUP LLC (CRD# 128149)2003 - 2010 (7 years)IASENTRA SECURITIES CORP (CRD# 10249)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Maine 6/24/2022

IA
Maryland 3/21/2016

B
Maryland 3/21/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
Gaithersburg, MD
Registered with this firm since 3/21/2016

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
Gaithersburg, MD
Registered with this firm since 3/21/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/23/2014 - 02/29/2016 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) ROCKVILLE, MD
B
06/04/2014 - 02/29/2016 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) ROCKVILLE, MD
IA
08/27/2003 - 12/31/2010 CALIBRE CONSULTING GROUP LLC (CRD#:128149) LEESBURG, VA
B
02/01/2005 - 11/01/2006 LIGHTHOUSE FINANCIAL GROUP, LLC (CRD#:103734) NEW YORK, NY
B
08/29/2003 - 12/02/2004 GUNNALLEN FINANCIAL, INC (CRD#:17609) TAMPA, FL
B
12/03/2001 - 09/08/2003 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
IA
04/05/2002 - 12/31/2002 SENTRA SECURITIES CORP (CRD#:10249) LEESBURG, VA
B
01/08/1999 - 11/16/2001 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
10/23/1996 - 01/12/1999 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.